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Notice of Covered Action

  • Read more about Notice of Covered Action No. 2022-039 – Monex Deposit Company, Monex Credit Company, Newport Service Corporation, Louis Carabini, and Michael Carabini

Notice of Covered Action

  • Read more about Notice of Covered Action No. 2022-038 – CHS Hedging, LLC

Notice of Covered Action

  • Read more about Notice of Covered Action No. 2022-037 – Jeremy Spence

Notice of Covered Action

  • Read more about Notice of Covered Action No. 2022-036 – Lee Tippett

FIA's Annual FIA Futures and Options Expo

  • Read more about FIA's Annual FIA Futures and Options Expo

The CFTC's Whistleblower Office exhibited at the FIA's Annual Futures and Options Expo

Annual Report on the Whistleblower Program and Customer Education Initiatives

  • Read more about Annual Report on the Whistleblower Program and Customer Education Initiatives

Notice of Covered Action

  • Read more about Notice of Covered Action No. 2022-035 – Purvesh Mankad; CTAX Partners, LLC; and CTAX Series, LLC

Notice of Covered Action

  • Read more about Notice of Covered Action No. 2022-034 – Main and Prospect Capital, LLC; Daniel Adam Hewko; and Daniel Hewko

Notice of Covered Action

  • Read more about Notice of Covered Action No. 2022-033 - BGC Derivative Markets, L.P.

Notice of Covered Action

  • Read more about Notice of Covered Action No. 2022-032 - CX Futures Exchange, L.P.

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