Final Orders/Award Determinations

Whistleblowers who submitted a tip, complaint, or referral (Form TCR) are sometimes eligible to receive a percentage of the monetary sanctions collected in a CFTC action.

This page contains Final Orders of the Commission and related Award Determinations regarding award applications submitted on a WB-APP. Award determinations can either deny or grant an award. In the public versions of the orders posted on the website, an applicant’s personal identifiable information has been redacted in accordance with the whistleblower confidentiality requirements, 7 U.S.C. § 26(h)(2).

Date of Final Order Final Order/Award Determination Result
Date of Final Order Final Order/Award Determination Result
March 28, 2016 No. 16-WB-06 Press Release: CFTC Announces Whistleblower Award of More Than $10 Million Granted
February 23, 2016 No. 16-WB-05 Denied
February 23, 2016 No. 16-WB-04 Denied
December 8, 2015 No. 16-WB-03 Denied
November 13, 2015 No. 16-WB-02 Denied
November 13, 2015 No. 16-WB-01 Denied
September 29, 2015 WB-APP Redacted Press Release: CFTC to Issue Whistleblower Award of Approximately $290,000 Granted;
Denied
September 3, 2015 WB-APP 2014-01-10-01 through WB-APP 2014-01-10-21 Denied
May 28, 2015 WB-APP 2014-01-29-01 Denied
October 6, 2014 WB-APP 2013-11-26-01 Denied
September 23, 2014 WB-APP 2014-01-07-01 Denied
September 8, 2014 WB-APP 2013-06-11-01 Denied
September 8, 2014 WB-APP 2013-08-12-01 Denied
September 8, 2014 WB-APP 2013-10-25-01 Denied
May 19, 2014 WB-APP 2014-02-19-01 Press Release: CFTC Issues First Whistleblower Award Granted
December 3, 2013 WB-APP-2013-02-15-01 Denied
November 6, 2013 WB-APP-2013-03-04-01 Denied
October 23, 2013 WB-APP-2013-01-04-01 Denied
September 9, 2013 WB-APP 2012-05-01-01 Denied
September 9, 2013 WB-APP 2012-05-01-03 Denied
September 9, 2013 WB-APP 2012-05-01-04 Denied
September 9, 2013 WB-APP 2012-05-02-01 Denied
September 9, 2013 WB-APP 2012-05-02-02 Denied
September 9, 2013 WB-APP 2012-05-02-03 Denied
September 9, 2013 WB-APP 2012-05-02-04 Denied
September 9, 2013 WB-APP 2012-05-03-01 Denied
August 21, 2013 WB-APP 2012-10-05-01 Denied
August 9, 2013 WB-APP 2012-09-28-02 Denied
August 9, 2013 WB-APP 2012-10-30-01 Denied
August 9, 2013 WB-APP 2012-11-01-01 Denied
August 9, 2013 WB-APP 2012-11-30-01 Denied
August 9, 2013 WB-APP 2012-12-03-01 Denied
August 9, 2013 WB-APP 2012-12-07-01 Denied
August 9, 2013 WB-APP 2012-12-20-01 Denied
August 7, 2013 WB-APP 2012-05-01-02 Denied
August 7, 2013 WB-APP 2012-06-25-01 Denied
August 7, 2013 WB-APP 2012-08-27-01 Denied
August 7, 2013 WB-APP 2012-08-31-01 Denied
August 7, 2013 WB-APP 2012-09-28-01 Denied
July 24, 2013 WB-APP 2012-04-04-01 Denied