Notices of Covered Actions

Notices of Covered Actions are posted when the CFTC obtains a final judgement that – by itself or together with other judgments or orders in the same action – contains more than $1 million in monetary sanctions. This serves as notice to anyone who submitted a tip that the case is eligible for an award.

Whistleblowers must submit a WB-APP within 90 days of the posting of a Notice of Covered Action, so monitor the webpage periodically if you submitted a tip. Be sure to subscribe to receive notices via email, and if a relevant Notice of Covered Action is posted, apply for an award within 90 days from the date of the Notice of Covered Action.

The CFTC does not post notices regarding related actions and whistleblowers must monitor the websites of other regulators, and the CFTC’s Press Releases, to determine if there is an eligible related action.

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Publication Date Award Claim Due Notice Number Notice Title
Publication Date Award Claim Due Notice Number Notice Title

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